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Ano: 2006  Vol. 10   Num. 1  - Jan/Mar Print:
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Medidas Acsticas para Deteco de Rouquido em Crianas
Acoustic Measures for the Detection of Hoarseness in Children
Geraldo Pereira Jotz1, Onivaldo Cervantes2, Flvio Aurlio Parente Settani3, Elisabete Carrara de Angelis4
Voz. Qualidade vocal. Rouquido. Masculino.

Introduo: Muito freqentemente, pais e professores no reconhecem a presena das alteraes vocais na criana, podendo trazer conseqncias educacionais e sociais para o seu desenvolvimento. Objetivo: O objetivo deste estudo foi o de descrever a configurao larngea utilizando a videofibrolaringoscopia em um grupo de crianas rfs, associando estes resultados com a anlise computadorizada da voz, identificando parmetros acsticos capazes de predizer alteraes vocais e/ou estruturais das pregas vocais. Mtodos: Foram avaliados 50 meninos entre 3 e 10 anos de idade, sem histria de patologia larngea e, que viviam em um orfanato. As crianas foram divididas em 2 grupos: A: aquelas que apresentavam leses (cistos e ndulos) nas pregas vocais (25 meninos); B: aquelas que no apresentavam leses nas pregas vocais (25 meninos). Foram analisados 5 parmetros acsticos da voz das crianas: freqncia fundamental, quociente de perturbao da freqncia, quociente de perturbao da amplitude, jitter e shimmer. A configurao gltica foi avaliada, sendo seus resultados analisados conjuntamente com a anlise acstica. Resultados: Os resultados indicaram a presena de ndulos vocais e de fenda triangular mdio-posterior com diferena significante entre os dois grupos. A anlise acstica computadorizada da voz no mostrou diferena significante entre os grupos estudados. Concluses: Ns no observamos diferena significante com relao ao tipo de fechamento gltico e constrio larngea no grupo de crianas sem leso estrutural das pregas vocais. Considerando a anlise computadorizada da voz, no houve diferena significante entre os grupos com relao aos parmetros estudados.


The human voice is one of the most important ways of communicating with the world. The voice quality is defined at the level of the glottis, by a basic pattern of sound emission in association with the passage of air through the larynx and to the resonance system. Besides being influenced by anatomic alterations, the voice is also influenced by psychological and sociocultural factors.

An incomplete glottic closure produced by low abduction potency results in hypofunction, and in a breathy voice. In turn, a glottic closure with constriction, that is, with high abduction potency, may result in hyperfunction, and in a dysphonic voice.

Very often, parents and teachers do not recognize the presence of hoarseness in children, or do not recognize signs such as hoarseness as a symptom of deeper alterations, a fact which may have consequences for the child's social and educational development. The perception of vocal quality is important, since it may signal problems in the vocal fold that can be clinically or surgically treated.

Even though subjective voice evaluation methods, such as perceptual auditory analysis, are widely used, methods that yield more concrete, quantifiable parameters, are needed. Historically, the acoustic analysis of voice was introduced in the 1920s, with the use of the oscillograph. In the 1940s, the sound spectrograph was introduced; and in the beginning of the 1970s, the first digital processors began to be used, yielding more accurate and clearer definitions. Modern acoustic analysis is computerized, and employs increasingly more sophisticated programs.

The objective of the present study was to assess laryngeal configuration using videofibrolaryngoscopy in a group of boys living in an orphanage, and to associate the results of this analysis with the results of computerized voice analysis, so as to identify acoustic parameters which may be used as predictors of vocal and/or structural alterations in the vocal fold.


We evaluated 50 boys between 3 and 10 years of age, all living in an orphanage (Lar da Criana Feliz), in Taboo da Serra, state of So Paulo, Brazil, with no complaints regarding voice ailments.

All children were otolaryngologically (GPJ) and phonoaudiologically (ECA) evaluated on the same day and during the same period of the day. Evaluations were blinded, that is, one investigator was not aware of the results of the other investigation. Laryngoscopy was carried out to determine the presence of lesions in the vocal fold using a MACHIDA ENT 30 S-III fibrolaryngoscope, and all examinations were video-recorded. Videofibrolaringoscopies were carried out following a standard procedure: the child was sitting; anesthesia was applied topically to the nasal cavity (lidocaine at 2%). Laryngeal configuration was assessed during a sustained emission of vowels /e/ and /i/ at normal intensity and tone. We looked to identify the presence of structural lesions in the vocal fold (unilateral vocal cyst and bilateral small nodules), type of glottic closure, and type of constriction of the laryngeal vestibule.

For the phonoaudiologic examination, the boys were tested using a computerized speech laboratory (CSL) type 4300 B with Kay Elemetrics Corporation multidimensional voice program (MDVP). Emissions were captured through a professional microphone (SHURE), placed 15 cm from the child's mouth.

Children were asked to emit the oral, central, low, open vowel /a/, isolated and sustained. They were instructed to breath deeply before each emission and to sustain the vowel as naturally as possible, and for as long as possible. For each child, stable emissions lasting 3 seconds were taken as samples. The beginning and the ending of all recordings were discarded. The inferior limit of vocal intensity was monitored by the closing of at least 60% of the window. The upper limit was monitored using the equipment's VU meter, according to the manufacturer's instructions.

The following acoustic measures were performed: fundamental frequency (Fo), jitter, pitch period perturbation quocient (PPQ), shimmer (in dB and %), and amplitude perturbation quocient (APQ).

The following tests were used for statistical analysis of the results:

1. Mann-Whitney's test for independent samples (1), for comparison of children with and without lesions of the vocal fold structure in terms of the variables under study. Due to the size of the sample, this test was applied only in some cases, and always with approximation to the normal curve (calculated Z);

2. Cochrans G test (1), used to study the presence or absence of alterations in glottic closure. This analysis was carried out separately for children with or without lesions of vocal fold structure;

3. Chi-square (1) for contingency tables, with the aim of comparing the vocal quality of children with or without lesions of vocal fold structure;

4. Kruskal-Wallis variance analysis (1), with the aim of comparing normal children with the groups of boys presenting cysts or nodules in terms of the values observed in the vocal evaluation tests. If a significant difference was observed, a multiple comparison test was also performed (2).

The level of significance was 5%. The study was approved by the Ethics Committee at Hospital de So Paulo, Universidade Federal de So Paulo - Escola Paulista de Medicina (UNIFESP - EPM), Brazil.


According to the otolaryngologic examination, 25 children presented lesions of vocal fold structure (bilateral small nodule or unilateral vocal cyst) and 25 did not. Children were then divided into two groups, according to presence (group A) or not (group B) of lesion of vocal fold structure.

Table 1 presents the videofibrolaryngoscopic findings for the two groups. Table 2 presents the results of the computerized analysis in the two groups in terms of the variables under study (Fo, jitter, shimmer, PPQ, APQ) and in relation to age. Table 3 compares the computerized values for children with cysts and nodules in relation to children with no lesion of vocal fold.


The study of voice among children living in institutions supports the idea of a high incidence of structural alterations in the vocal fold in this population, as well as the idea that the social organization in which these children live strongly influences them. Many times, these children have to "yell to conquer their space," a fact which may result in structural alterations in the vocal fold. DANOY et al. (3) have reported that numerous cases of hoarseness during childhood are a consequence of congenital lesions in the vocal folds, and that personality development is one of the factors that might influence the voice. However, we consider others risk factors to justified hoarseness in childhood.

Hoarseness may have negative consequences for a child. For example, a child may suffer discrimination from peers in school, or may lose interest in careers that require intensive use of the voice. As a result, many authors have become interested in the study of vocal alterations during childhood (3-9).

In 1968, SENTURIA & WILSON estimated that hoarseness affected up to 1.5 million children, or 6% of school-age children in the U.S. at the time. The estimated incidence of hoarseness among school-age children has been increasing to the point that certain studies have reported an incidence as high as 23.4% (5).

Hoarseness is the vocal quality most often associated to laryngeal disorders. Many times, hoarseness results from vocal abuse, although the causal factors have been described as being divided into physical and psychological factors, including personality structure, poor phonic adjustment, and allergic factors (10). In special education classes, voice, speech, and language alterations are common. The prevalence of such alterations is around 50% in school-age mentally challenged children in the UK (11). The fact that the children in our study live in an orphanage increases their chance of presenting structural alterations in the vocal fold, since space is many times secured through a loud voice, a fact that was also observed by CARLIN & SANIGA (6) and ANDREWS (7).

BAYNES (12) and SHEARER (13) reported that a large number of school-age children, especially in elementary school, presented a chronically hoarse vocal type. SENTURIA & WILSON (4) and HERSAN (14) reported that up to 70% of school-age children presenting a hoarse voice had vocal nodules.

Videofibrolaryngoscopy is a test commonly performed in children. In the present study, we did not experience any technical complications or difficulties. Differently from us, SENTURIA & WILSON (4) reported that they were able to perform the videofibrolaryngoscopic examination in only 62.2% of the cases studied.

The presence of a median posterior chink and of vocal nodule was significantly more common (Cochrans test) in the group of children with structural lesions of the vocal folds in relation to the other characteristics studied (Table 1). SENTURIA & WILSON (4) reported that almost 70% of the children submitted to videfibrolaryngoscopy presented vocal nodules. In the present study, one child with normal vocal quality and no glottic chink presented a vocal nodule, a finding which differs slightly from what is expected.

The group without structural lesions upon videofibrolaryngoscopic examination did not present a significant difference in terms of Cochrans G test (Table 1) in relation to the characteristics under study, although it has been reported by SDERSTEN & LINDESTAD (15) that among women a posterior glottic closure is normal. MORRISON et al. (16) reported that laryngeal constriction is also a condition frequently found among young women.

The antero-posterior constriction was the most frequent type of constriction in our population (Table 1). We observed a normal vocal quality even in the presence of a posterior chink, an observation reported by other authors as well (17). SDERSTEN (18) reported that a posterior chink did not necessarily correspond to a breathy voice quality, and that this alteration was commonly found among women. In the present study, 78% of the children had some kind of glottic chink (Table 1), whereas MCALLISTER et al. (19) observed the chink in 36.4% of their population.

In terms of structural lesions (Table 1), the chi-square test revealed that the presence of these lesions in the group with a median posterior chink was significantly more frequent than in the normal group and in the group with a posterior chink (with no difference between the normal and posterior chink groups).

Regarding laryngeal constriction (Table 1), the chi-square test did not reveal any significant difference between the normal group in comparison to the groups with median constriction, antero-posterior constriction or mixed (median and antero-posterior) constriction in relation to the presence or absence of vocal fold structural lesion, a fact that was also observed by CERVANTES (20). MORRISON et al. (16) reported that laryngeal constriction was commonly observed among women and that 20% of the adult individuals assessed presented this condition, independently of the presence of structural alterations in the vocal folds. In our population, constriction was present in 42% of all cases.

We observed hoarseness as the most frequent symptom (61.9%) in the group with structural lesions of the vocal fold, a finding that was also reported by SILVERMAN & ZIMMER (5), who described a hoarse voice as the quality most frequently associated to vocal nodules in boys (50%). In the present study, the phonoaudiologic examination was carried out blinded to the results of the otorhinolaryngological examination and vice-versa, and 88% of the children presenting lesions presented a description of the vocal quality that was different from normal.

In our culture, we observe that in general people do not recognize hoarseness as a symptom of laryngeal alterations; in addition, hoarseness is many times seen as a "charming" trait in children.

We observed that the children with and without alterations in the vocal folds did not differ significantly in terms of age (Table 2), a finding which is different from that of SILVERMAN & ZIMMER (5), who observed that the incidence of these lesions peaked at 9 years.

In terms of the parameters analyzed in our study, fundamental frequency was not significantly different when the groups with and without lesion were compared. Therefore, we believe that fundamental frequency is not a good parameter for screening childhood hoarseness, as pointed out by GLAZE et al. (21) and MCALLISTER et al. (19). The fundamental frequency in our children varied from 224.82 to 245.82 Hz (Tables 2 and 3). These values are compatible with those described by MCALLISTER et al. (19). In the group with no lesions of the vocal fold fundamental frequency ranged from 118.97 to 363.68 Hz; in the group with lesions this parameter ranged from 147.32 to 291.46 Hz (Tables 2 and 3).

The increase in fundamental frequency values accompanied the increase in jitter values (Table 2), a finding which is compatible with the findings reported by HOLLIEN et al. (22). However, in the present study, when the group of children with lesions was divided into two groups (cysts and nodules), this correlation was no longer observed (Table 3).

The average shimmer value in the present study was 0.60 dB (with structural lesion) and 0.75 dB (without structural lesion) (Table 2) and ranged from 0.60 to 0.79 (Table 3).

JOTZ (23) reported that jitter and shimmer are poor parameters, both for quantifying hoarseness and for therapeutic follow-up in children, possibly as a result of the anatomical and functional characteristics of the vocal fold (amount of lose conjunctive tissue and incipient development of the vocal muscle) in this age group.

In relation to PPQ and APQ, we did not observe any significant differences when comparing children with or without structural lesions of the vocal fold (Tables 2 and 3). KOIKE et al. (24) had different results, but pointed out that a larger sample would be necessary to evaluate the true efficacy of these parameters for detection of vocal disorders. PINTO & TITZE (25) reported that PPQ and APQ are useful for detecting neurologic, biomechanical, or aerodynamic voice abnormalities.

In the present study, we observed that it is indeed difficult to establish parameters for vocal analysis in children. It is not possible to affirm that the computerized analysis was useful for establishing a distinction between the presence or absence of structural lesions in the study group. In turn, we do not expect any method to be 100% accurate, since Medicine is not an exact science; therefore, we still believe that computerized analysis is useful in children.


The study of laryngeal configuration, the perceptual auditory analysis, and the computerized analysis of voice in children living in an orphanage led us to conclude that there were no significant differences in the age of children with or without structural lesions of the vocal fold. In addition, in the group of children with lesions, the presence of a median posterior chink and of vocal nodules was significantly more frequent than in children without lesions.

We did not observe a significant difference with respect to type of glottic closure and laryngeal constriction in the group of children without structural lesion of the vocal fold. Regarding the computerized analysis of voice, there were no significant differences between the groups in terms of the parameters studied. Therefore, we conclude that these parameters are not adequate either for assessment of structural lesions of the vocal fold or for therapeutic follow-up in children.

Acknowledgments: We thank Drs. Neil Novo and Yara Juliano for their support in the statistical analysis.


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1. PhD in Medicine (ORL and HNS) by UNIFESP (Head of Service of Otorhinolaryngology and Head and Neck Surgery from Universidade Luterana do Brasl.
2. Especialiast-degree Teacher in Head and Neck surgery by Universidade Federal de So Paulo - Associated Teacher of the Department of Otorhinolaryngology and Head and Neck Surgery of Universidade Federal de So Paulo)
3. Especialist-degree teacher in Neurosurgery by Universidade Federal de So Paulo - Associated Teacher of the Department of Neurosurgery of Universidade Federal de So Paulo.
4. PhD in Neuroscience by Universidade Federal de So Paulo - Director of the Department of Phonoaudiology of A.C. Camargo Hospital - Fundao Antnio Prudente).

Universidade Luterana do Brasil - ULBRA; Universidade Federal de So Paulo (UNIFESP) - (Lutheran University - Federal University of So Paulo)
Geraldo Pereira Jotz
Address: Rua Dom Pedro II 891 conj. 604 - Porto Alegre - RS Cep: 90550-142

This article was submitted to SGP - Sistema de Gesto de Publicaes (Publication Management System) from RAIO on December 12. 2005 and was approved on January 24. 2006 22:00:42.


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